Code of Ethics and Compliance Statement
Alliant is committed to conducting its business in adherence to all
legal requirements established by the states and territories in which it
provides services and products. Alliant takes pride in maintaining the highest
ethical standards and industry best practices. To this end, Alliant places the
best interests of its clients as paramount to any other concerns involved in
the placement of insurance services and products. Specifically, Alliant:
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Abides by its ethical obligations to deliver honest, competitive, and
meaningful service and advice on the placement of any insurance products,
services, or coverages, and strives to provide access to an open, fair,
and competitive insurance market place;
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Exercises due diligence in making full and complete disclosures of all
quotes and declinations from all markets contacted for each specific line
of coverage, including the date and time of contact, the name, address,
phone number, and to the extent available, email address of the individual
contact for each market;
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Makes every good faith effort to avoid even the appearance of a
conflict of interest between Alliant, its clients, and/or any provider of
any insurance products or services, and promptly notifies clients of any
real or potential conflict; and
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Takes reasonable steps to ensure that any available commission rates are
provided to its clients upon request, including the identification of the
appropriate contact sources from which to obtain commission rate
information on the insurance policies issued.
About Alliant Products and source of Investment Fund
